Two Training Classes Coming Later This Month!

Later this month, we will be releasing two new Compliance Classes (video training webinars):

  • 2Q 2019 Quarterly Compliance Update

  • Regulation CC June 2019 Amendments

The first course we will have available is the second installment of our Quarterly Compliance Update Program. As is the case each quarter, this program will cover all of the need-to-know changes that took place in the last quarter - in this case, April, May & June of 2019. This program is a great way to keep up on the compliance changes every compliance professional should be aware of. While not available yet, the planned curriculum for our 2Q2019 Quarterly Compliance Update can be found at:

The second new course that will be available later this month is our program on the Regulation CC June 2019 Amendments. If you haven’t caught wind of these changes to check holds, you are going to want to take a look at them sooner than later as they are going to cause some pretty significant challenges for those managing Regulation CC. In short, the hold thresholds of $200 and $5,000 (among other amts) are being increased every 5 years for inflation. (Note: This course will actually be Part II of our 2Q 2019 Quarterly Compliance Update - we are just offering it as a stand-alone program for those who just want the information on Regulation CC.) While not yet available, an overview of what will be covered in this course can be found at:

Thank You!

Member FDIC for a Radio Ad (Video & Transcript)

Member FDIC for a Radio Ad (Video & Transcript)