Welcome to the Spring 2023 Quarterly Compliance Update compliance class! This program has been designed to provide the “need to know” information about regulatory compliance happenings during the first quarter of 2023. The program runs a total of 4 hours and 46 minutes and is divided into eleven different videos. In addition to the video portion of the program, the comprehensive manual covers everything discussed in the video.
Here is what you need to do:
STEP 1: Download the manuals by clicking on the title below:
a. Manual 1: Spring 2023 Quarterly Compliance Update
b. Manual 2: Introduction to the 1071 Final Rule
i. 1071 Implementation Plan (Optional)
ii. Important 1071 Dates Chart (Optional)
STEP 2: Watch the class below. (NOTE: There are a total of eleven videos for this class, so scroll down to find the remaining videos!)
5.75 CERP, CRCM, 1 CAFP credits. ABA Professional Certifications is dedicated to promoting the highest standards of performance and ethics within the financial services industry. The Spring 2023 Quarterly Compliance Update has been approved for 5.75 CERP, CRCM, 1 CAFP credits. This statement is not an endorsement of this program or its sponsor. Certification holders must report these credits at aba.csod.com.
