Video Webinar: 1Q 2019 Quarterly Compliance Review

It really is amazing how many changes take place each year in the compliance world.  In fact, it would probably be overwhelming to try to deal with all of the yearly changes at one time.  For that reason, we have created a Quarterly Compliance Update program that is designed to cover the regulatory compliance activity that took place in the prior quarter.

Released in early May of 2019, the 1st Q 2019 Quarterly Compliance Update program is designed to provide compliance professionals with the “need to know” information about what compliance activity took place during the months of January, February, & March of 2019.

While specifically designed for Compliance Officers who have the responsibility of regulatory change management for their organizations, this program would be beneficial for anyone with compliance management responsibilities who wants to stay current with new activities occurring in the compliance world.  For example, this program could be shared with a Compliance Council/Committee to keep them apprised of current activities and enhancing their overall oversight of the financial institution’s compliance management system.

Class Pricing

Price: $299

What Topics will be Covered?

The class is presented in multiple videos and covers the following topics from the first quarter of 2019:

Part I (1 hr)

  • Misc Agency Activity

    • Lessons learned from the USAA enforcement action

    • Other CFPB settlements

    • New TRID FAQs

    • CFPB Snapshot of mortgage complaints

    • CFPB & FTC joint report on combating illegal debt collection

    • OCC bulletin reminds of confidentiality requirements

    • NCUA supervision priorities

    • CFPB updates list of rural & underserved areas

    • FDIC rescinds annual disclosure requirement

    • FFIEC updates exam report standards

    • Annual report to Congress on Fair Debt Collection Practices Act

    • FDIC Winter Edition of Supervisory Insights

    • CFPB Winter Edition of Supervisory Highlights

Part II (45 minutes)

  • Flood Insurance

  • Final rule for private flood insurance including:

    • Background on private flood insurance rules

    • The mandatory requirement to purchase flood insurance & challenges with the new rule

    • Defining private flood insurance

    • The new “compliance aid”

    • Discretionary acceptance

    • Mutual aid societies

Part III (22 minutes)


  • SAR Data for elder financial exploitation

  • Updated list of deficient countries

  • CRA

    • Agencies release CRA ratings

    • Agencies release list of planned CRA exams

  • HMDA

    • 2019 HMDA exemption threshold

    • CFPB HMDA filing platform

    • OCC list of key HMDA data points

    • FFIEC 2019 HMDA GIR Guide

    • CFPB releases modified LAR

  • Note: HMDA is provided at the end of the program so that financial institutions not subject to HMDA can be dismissed early

What is Included in the Compliance Class?

This Compliance Class can be completed in just over 2 hours and provides you with everything you need to know about what compliance related activity took place during the 1st quarter of 2019.

The class includes the following:

  • A comprehensive manual

  • A “virtual classroom” instructional video

  • 60-day access to the class

  • Certificate of completion (1 per registration - available upon request)

The Virtual Classroom Approach

All of our Compliance Classes are presented in our virtual classroom approach.  This approach is designed to bring the presenter to you (at a fraction of the cost of having a live person) and includes a video of the presenter in front of a slide presentation that replicates a typical seminar environment.  In addition, our presenters take a three-part approach to compliance instruction: to educate, to empower, and to entertain. This is achieved by focusing on relevant topics, speaking in simple to understand, layman's terms, and by keeping it light and humorous whenever possible.  We have found that this "3-E" approach allow students to learn as quickly and effectively as possible. And, it adds a little bit of fun to an otherwise dreadful topic.

Certificate of Completion

Certificates of completion are available upon request. One certificate is available per registration.

60-Day Access

When you purchase this compliance class, you get instant access to the online version of this class for 60 days.  You will also receive an electronic version of the accompanying manual to keep.

100% Money Back Guarantee

We believe in our training products so much that we are offering a 100% money back guarantee.  If you do not feel that you received the value promised for this training session, contact us within the first 10 business days after purchase and we will either make things right or provide 100% of the purchase price back to you.